Compliance
Corporate scandals and breakdowns have highlighted the need for stronger compliance regulations for publicly listed companies. The most significant regulation in this context is the Sarbanes-Oxley Act which defined significant tighter personal responsibility of corporate top management for the accuracy of reported financial statements.
Compliance in the USA generally means compliance with laws and regulations. These laws can have criminal or civil penalties or can be regulations. The definition of what constitutes an effective compliance plan has been elusive. Most authors, however, continue to cite the guidance provided by the United States Sentencing Commission in Chapter 8 of the Federal Sentencing Guidelines.
Lumenate Technical Consultants enable organizations to:
- Better understand IT compliance risk
- Manage corporate compliance
- Meet compliance requirements to protect information assets while maximizing IT investment.
Knowledge Management